Cathay General Bancorp· CATY

🇺🇸 US · MidSP600NASDAQ

Financial ServicesBanks - RegionalWebsite

Price: $64.35
Day: +0.70%
Mkt Cap: $4.31B
52W Range: $44.57 – $64.87
Volume: 402.0K
Beta: 0.85

D55D FrameworkQuarterly Data

Holdings Analysis

Insider activity, institutional flows, and fund ownership.

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stockoscope.com

Cathay General Bancorp

CATY|Financial Services|Banks - Regional

Current price: $64

Smart Money

Dimension 5 of 5

Insider Activity, Q3 2026

Latest scored quarter, net flow, and top transactions by value

Net dollar flow-$1.3M

Net share flow-20.0K

Purchases0 ($0)

Sales3 ($1.3M)

Top Notable Transactions

Insider

Type

Value

Date

WU PETER

Sale

$2.1M

Nov 6

WU PETER

Sale

$1.1M

May 5

WU PETER

Sale

$903.7K

Jul 26

Institutional Ownership, Q1 2026

Ownership share, position changes, share flow, and top holders

Ownership71.2%

13F share flow-1.3%

Investors holding287

+222 adding-122 reducing

168

New 54Inc 168Red 85Closed 37

Top Institutional Holders

Institution

Value

Change

BLACKROCK, INC.

$485.9M

+0.4%

DIMENSIONAL FUND ADVISORS LP

$201.9M

+0.4%

STATE STREET CORP

$172.4M

+1.5%

GEODE CAPITAL MANAGEMENT, LLC

$86.8M

+0.9%

ETF & Mutual Fund Activity, Q2 2026

Latest meaningful quarter: fund-by-fund buying / unchanged / selling

Funds reporting118

Total shares held14.9M

Share flow-54.3%

29 buying31 selling

Buying 29Unchanged 58Selling 31

Top Fund Holders

Fund

Weight

Change

AMERICAN CENTURY ETF TRUST

1.8M

0.74%

+295.3K

VANGUARD SCOTTSDALE FUNDS

388.8K

0.02%

+5.2K

VANGUARD ADMIRAL FUNDS

379.9K

7.10%

-3.2K

WisdomTree Trust

242.0K

0.01%

See the complete picture

The full 5D Framework: Business Quality · Peer Comparison · Valuation · Analyst Sentiment · Smart Money

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Generated August 5, 2026

For educational purposes only. Not financial advice. Data may be delayed or incomplete.

Smart Money Sentiment

CATY Smart Money Sentiment Score

A weighted 1-5 sentiment score across three smart money signals.

Smart Money

3.2/5

Neutral

Weighted across 3 components

Component Breakdown (3 of 3 available)

Insider Activity

40% weight

Institutional Flow

50% weight

+18

Fund Flow

10% weight

Overall Smart Money sentiment of 3.2/5 (Neutral) based on a weighted combination of 3 components. Insider activity uses a relative-baseline comparison against the stock's own history; institutional flow tracks position momentum and 13F share changes; fund flow measures ETF / mutual-fund buying vs selling. Higher scores indicate stronger bullish sentiment from professional investors.Last updated August 4, 2026.

Insider Trading Activity

Insider trading analysis comparing the latest quarter against the stock's own historical baseline.

Insider Activity for CATY

Net insider share flow by quarter (C-suite & director purchases minus sales)

Neutral

Routine insider selling in Q3 2026

3 sales totaling $1.3M (20.0K shares)

Share volume is at a routine pace (1.0x average)

Sell-only pattern: no insider purchases across 7 quarters

Notable Recent Transactions, CATY

Top 8 highest-value recent insider trades

WU PETER

Director

Sell

40,000 shares at $52.87

Nov 6, 2024$2.11M

WU PETER

Director

Sell

20,000 shares at $57.33

May 5, 2026$1.15M

WU PETER

Director

Sell

20,000 shares at $45.19

Jul 26, 2024$903.72K

WU PETER

Director

Sell

20,000 shares at $39.74

Aug 27, 2021$794.86K

WU PETER

Officer

Sell

17,095 shares at $46.22

Nov 10, 2022$790.13K

CHENG DUNSON K

Director

Sell

14,000 shares at $46.24

Nov 20, 2025$647.41K

Sun Richard

Director

Sell

10,000 shares at $63.33

Jul 29, 2026$633.34K

WU PETER

Director

Sell

12,711 shares at $46.92

Oct 31, 2024$596.40K

Institutional Ownership Analysis

Institutional ownership analysis with position momentum, 13F share flow, and ownership percentage trends.

Institutional Ownership Over Time for CATY

Total dollar value invested by institutions each quarter

Neutral

Mixed institutional activity in Q1 2026

71.2% institutional ownership

Moderate accumulation: 222 adding vs 122 reducing

13F shares decreased by 3.9%, a notable change

Momentum improving from prior quarter

Position Changes

Q2 2026: how are institutions adjusting their positions?

+56 growing-238 shrinkingNet: -182

218

New (15)

Increased (41)

Reduced (20)

Closed (218)

Top Institutional Holders, CATY

Largest 8 institutional positions by ownership percentage as of Q2 2026

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

874.0K

$54.2M

Ownership

1.30%

-4.5%

BOSTON TRUST WALDEN CORP

500.1K

$31.0M

Ownership

0.75%

-4.9%

PRINCIPAL FINANCIAL GROUP INC

324.0K

$20.1M

Ownership

0.48%

-0.8%

MOODY ALDRICH PARTNERS LLC

104.4K

$6.5M

Ownership

0.16%

+27.7%

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

102.1K

$6.3M

Ownership

0.15%

+0.5%

CONVERGENCE INVESTMENT PARTNERS, LLC

71.7K

$4.4M

Ownership

0.11%

+61.8%

CITIGROUP INC

70.6K

$4.4M

Ownership

0.11%

+29.1%

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

65.8K

$689.6K

Ownership

0.10%

+0.7%

ETF and Mutual Fund Holdings

ETF and mutual fund activity breakdown showing buying vs selling funds, top fund holders, and detailed holdings.

Fund Activity

Q2 2026: 118 ETFs and mutual funds reporting

29 buying31 sellingNet: -2

Buying (29)

Unchanged (58)

Selling (31)

Neutral

Mixed fund activity in Q2 2026

118 ETFs and mutual funds reporting

29 buying vs 31 selling (balanced)

Top Fund Holders, CATY

Largest 8 ETF and mutual fund positions by shares held as of latest filing

AMERICAN CENTURY ETF TRUST

1.8M

Weight

0.74%

Increased

VANGUARD SCOTTSDALE FUNDS

388.8K

Weight

0.02%

Increased

VANGUARD ADMIRAL FUNDS

379.9K

Weight

7.10%

Decreased

WisdomTree Trust

242.0K

Weight

0.01%

No change

VANGUARD WORLD FUND

119.0K

Weight

0.04%

Decreased

COLUMBIA FUNDS SERIES TRUST

100.3K

Weight

0.36%

Decreased

EATON VANCE GROWTH TRUST

99.3K

Weight

9.55%

No change

North Square Investments Trust

91.3K

Weight

0.15%

Increased

Cathay General Bancorp· CATY

Holdings Analysis

Insider Trading Activity

1.3Transaction History58Real market purchases and sales onlyShow All Types

Institutional Ownership Analysis

2.4Detailed Holdings75Most recent institutional positions with changes and valuations

ETF and Mutual Fund Holdings

3.3Fund Holdings Details25Most recent ETF and mutual fund holdings with share counts and weights

Search stocks

Holdings Analysis

Insider Trading Activity

1.3Transaction History58Real market purchases and sales onlyShow All Types

Institutional Ownership Analysis

2.4Detailed Holdings75Most recent institutional positions with changes and valuations

ETF and Mutual Fund Holdings

3.3Fund Holdings Details25Most recent ETF and mutual fund holdings with share counts and weights